Brokerage Accounts

Start taking the reins. A brokerage account lets you work alongside an expert to determine the investment strategies that are best for your money.

Smiling couple at Lake Trust branch

Why choose a brokerage account?

When investing in brokerage accounts, you’ll work with a registered representative of LPL Financial. They will assist you with any buying and selling of investments, such as stocks, bonds, and money markets. You’ll work with your advisor to determine where you want your money to go. Any capital gains must be claimed as income and may be taxed. Capital gains are not guaranteed.

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Taxable account, so you could owe annual taxes on your investments

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You decide where you want the money to go

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Option to have a professional help you or manage your own account

Check the background of investment professionals associated with this site on FINRA’s BrokerCheck.*

Connect with our team to start planning.

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Rising interest rates will generally cause the prices of bonds and other debt securities to fall. In addition, falling interest rates may cause an issuer to redeem, call, or refinance a security before its stated maturity, which may result in the portfolio having to reinvest the proceeds in lower yielding securities.

Securities offered through LPL Financial, Member FINRA*/SIPC*. Insurance products offered through LPL Financial or its licensed affiliates. The investment products sold through LPL Financial are not insured Lake Trust Credit Union deposits and are not NCUA insured. These products are not obligations of Lake Trust Credit Union and are not endorsed, recommended or guaranteed by Lake Trust Credit Union or any government agency. The value of the investment may fluctuate, the return on the investment is not guaranteed, and loss of principal is possible. Lake Trust Credit Union and Lake Trust Financial Life Planning are not registered broker/dealers and are not affiliated with LPL Financial.

This website may contain concepts that have legal, accounting and tax implications. It is not intended to provide legal, accounting, or tax advice. You may wish to consult an attorney, tax advisor or accountant regarding your specific situation. No representations are made as to the accuracy of the information contained herein or any information contained in any link provided herein.

LPL Financial’s Privacy Policy*

*Third party website. Lake Trust Credit Union is not responsible for the content, availability, security or compliance of any linked third party websites. In addition, the site’s privacy policies may differ from those of Lake Trust.

Important Consumer Information:

This site is for informational purposes only and is not intended to be a solicitation or offering of any security and;

1. Representatives of a broker/dealer (“BD”) or investment advisor (“IA”) may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, the state; or (b) are excluded or exempted from the state’s licensure requirements.

2. Representatives of a BD or IA are deemed to conduct business in a state to the extent that they provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.